9. ETHICS AND VALIDITY IN RESEARCH


Theme: Ensuring Trustworthy, Responsible, and Rigorous Research Practices
Duration: 1 week (self-paced)
Level: MA / MSc / PhD Preparation
Format: Fully self-contained lesson for independent study


πŸ”· 9.1 Purpose of This Module

This module provides essential knowledge for conducting research ethically and ensuring that your results are valid, credible, and trustworthy. You’ll learn how to manage risk, obtain consent, protect data, and establish validity criteria for both qualitative and quantitative work.

By the end, you will be able to:

  • Understand and apply the core principles of research ethics
  • Identify and plan for ethical risks in your own study
  • Define validity, reliability, and trustworthiness
  • Apply appropriate strategies to improve research quality
  • Recognise ethical review processes and approval requirements

βš–οΈ 9.2 What Is Research Ethics?

Research ethics refers to the standards of conduct that guide researchers in protecting participants, ensuring honesty, and upholding the dignity and integrity of academic work.

βœ… Key Ethical Principles:

PrincipleMeaningExample
Informed ConsentParticipants freely agree with full understandingGiving clear info sheets and consent forms
Voluntary ParticipationNo coercion; withdrawal is allowedStudents can leave study without penalty
ConfidentialityPrivate info is kept secure and anonymousRemoving names from transcripts
Non-MaleficenceAvoid physical, emotional, or reputational harmAvoiding trauma reactivation during interviews
Right to WithdrawParticipants can exit at any timeMaking this clear in consent forms
Integrity & TransparencyTruthful, accurate, and honest conductNot fabricating or selectively reporting data

πŸ“œ 9.3 Common Ethical Risks and Scenarios

SituationEthical RiskSafeguard
Interviewing trauma survivorsEmotional distressHave counselling referral options ready
Surveying minorsPower imbalanceObtain guardian consent and ethical board approval
Observing classroomsConsent from students and teachersAnonymise data and get written consent
Using social media postsPublic/private boundaryAvoid identifiable quotes; check platform rules
Offering paymentUndue influenceKeep payments small and token-based only

πŸ—‚ 9.4 Ethics in Practice: Planning for Approval

βœ… What You Need for Ethical Review:

  1. Clear research aim and design
  2. Recruitment and consent strategy
  3. Sample information sheet and consent form
  4. Risk assessment
  5. Data storage and handling plan
  6. Explanation of how harm will be minimised

βœ… Examples of Ethical Application (MA/MSc):

  • Interviewing postgraduate students about burnout: low risk but emotionally sensitive
  • Analysing publicly available tweets on digital activism: medium risk; anonymise sources
  • Running an experiment on attention span: low risk but requires informed consent

πŸ“Š 9.5 What Is Validity and Why Does It Matter?

Validity refers to the truthfulness, accuracy, and trustworthiness of your findings. It ensures that your results actually reflect what you intended to study.


βœ… For Quantitative Research:

TermMeaningExample Strategy
Internal ValidityAre results due to your intervention, not other factors?Use control groups and randomisation
External ValidityCan findings generalise to other contexts?Use large, representative samples
Construct ValidityAre you measuring what you claim to measure?Pilot questionnaires; use validated scales
ReliabilityAre results consistent and replicable?Use test-retest or inter-rater reliability checks

βœ… For Qualitative Research:

TermEquivalent to ValidityStrategy
CredibilityInternal validityMember checking, peer debriefing
TransferabilityExternal validityThick description of context and participants
DependabilityReliabilityDocumented audit trail of decisions
ConfirmabilityObjectivityReflexive journaling, transparency in analysis

🧠 9.6 Trust-Building Strategies for Your Own Study

βœ… In Quantitative Research:

  • Pre-test your survey (pilot study)
  • Use standardised instruments
  • Document all procedures and calculations
  • Clearly define variables and sampling frames
  • Avoid leading or biased questions

βœ… In Qualitative Research:

  • Keep reflexive field notes
  • Code data with transparency (label quotes, use audit trail)
  • Let participants review interview transcripts (β€œmember checking”)
  • Acknowledge your positionality as a researcher
  • Describe the setting and participants in rich detail

πŸ›  9.7 Self-Learning Task Set (Independent Exercises)


✍️ TASK 1: Ethical Risk Identification

Write a short paragraph (~150 words) on your proposed study:

  • What could go wrong ethically?
  • Who might be vulnerable?
  • How will you minimise these risks?

Example:

My study involves interviews with international students about cultural adjustment. Risks include emotional distress when recounting negative experiences and language misunderstandings. I will use clear, translated consent forms and allow participants to skip any questions. I will also offer contact info for free mental health services.


🧾 TASK 2: Draft a Consent Form Outline

Include the following sections in your consent form (write in plain language):

  1. Purpose of the study
  2. What participants will do
  3. Risks and benefits
  4. Voluntary nature and right to withdraw
  5. Confidentiality assurances
  6. Contact info for questions

βœ… Use bullet points and keep it under one A4 page


πŸ“Š TASK 3: Validity Strategy Table

List three specific validity risks in your study and how you will address them.

RiskValidity ThreatYour Strategy
Misunderstood survey questionsConstruct validityPilot test with 10 peers
Researcher bias in interviewsConfirmabilityUse reflexive journaling
Overgeneralising from small sampleExternal validityBe cautious in conclusions; explain limits

πŸ“‹ TASK 4: Reflect on Trustworthiness

Write a brief statement (150–200 words):

  • How will you ensure your findings are trustworthy?
  • What methods will you use to increase credibility, confirmability, or dependability?

Example Output:

To ensure trustworthiness, I will transcribe interviews fully, code them transparently, and keep a reflexive journal documenting decisions. I will invite 2 participants to review and confirm summaries of their responses (member checking). I will also discuss interpretations with peers to reduce bias.


🧠 9.8 Summary of Key Takeaways

  • Ethics ensures participant dignity, data protection, and researcher accountability
  • You must plan, assess, and justify your approach to consent, risk, and data handling
  • Validity and reliability ensure your research is credible and rigorous
  • Use paradigm-appropriate strategies for quality: objectivity in quantitative studies, trustworthiness in qualitative
  • Ethical approval is not optional in academic settingsβ€”it reflects integrity and professionalism

βœ… End-of-Module Self-Evaluation Checklist

ConceptYes / No
I understand core ethical principles and risks☐
I wrote an ethical risk paragraph and consent form outline☐
I listed validity threats and strategies☐
I reflected on how to ensure trustworthiness☐
I can explain how ethics and validity strengthen research☐